MMPB-006: Corporate Governance in Banking and Financial Sector

  1. “The Board of Directors forms the most vital aspect of Corporate Governance.” Briefly discuss the role of the Board of Directors in governance mechanism.
  2. Why is Financial Reporting an important aspect of Corporate Governance? Elaborate on the contents of financial accounting which are required to be disclosed.
  3. Discuss the key provisions of SEBI (Mutual Funds) Regulations1996, which were framed with the objective to improve the performance of the mutual fund industry.
  4. Explain the three principles of Social Responsibility: Sustainability, Accountability, and Transparency which together comprise the central tenet of the social contract between a business and other parts of the society.
  5. Write short notes on the following:
  • Agency theory
  • Related Party Transaction
  • NBFCs (Non-Banking Finance Companies)
  • Microfinance